Manager - Anti Money Laundering.Compliance-Anti Money Laundering

• Manage the queues daily/weekly/monthly target of cases closures of the team.

• Work on AML Transaction monitoring cases, investigate and analyze the alerts triggered in System as per the AML SOP within the stipulated TATs.

• Escalate the cases to Investigation Team as deemed necessary and/or as per the AML SOP within the stipulated TATs.

• Assist the AML Investigation Team by providing a complete quality analysis for the reviewed cases at the analysis stage.

• Highlight any key Financial Crimes risk throughout the review and analysis of customers’ account to the senior management.

• Ensure zero tolerance in RCSA, QA and Internal Audit observations and timely response with proper documentation and reasoning.

• Highlight and ensure implementation of new technology requirement to improve work efficiency in timely manner.

• Support the Top management/ MLRO / Delegate in Regulatory Relationship Management

• Optimize the TM Alert Management process.

• Involve in Project with will Optimize the TM Alert Management process.

• Ensure that the daily target of cases closures and quality of review is met without fail.

• Monitor TM AML System and conduct appropriate reviews to facilitate closure of alerts or further investigation/reporting.

• Highlight any Compliance Policy breaches, Financial Crimes concerns or suspicions to Line Manager.

• Conduct AML enquiries/ investigations upon directives received from the Manager Compliance/delegates on an on-going basis.

• Handle referrals received from business units as per the bank’s policy, ensuring no breach of the applicable process guidelines.

• Ensure that all the RCSA, QA and IA observations are timely responded.

• Manage the team Internal issues and maintain all record.

• Highlight technology gaps and initiate / fix / modify / the same with the help of cross function teams.

• Complete and ensure the Team completes all mandatory eLearning trainings and face to face trainings on time without fail.

• Graduate with 10 years of AML Transactions Monitoring.

• CAMS Certified/other recognized certification is a plus.

• Market knowledge of IT tools/ software used for AML monitoring system.

• Good knowledge and understanding of local AML/CFT rules and legislation, and international best-practices/requirements.

• Organizational awareness including working knowledge or risks, products, processes and controls.

• Computer literate with good knowledge of MS Excel and Business Object (BO) reports.

• Good command over spoken and written English.

• Team player and leader, good communication and inter-personal skills.

• Adherer to timelines and ability to work under pressure.

• Customer Centric/Focus.

• Attention to details & quality.

• Analytical thinking and problem solving.

Originally posted on Himalayas